THE ROLE
- Ensure compliance with all applicable laws/ regulations and international trade sanctions within THE GROUP.
- Support compliance risks management, identify and propose solutions to mitigate compliance risks, including but not limited to trade sanctions, anti-bribery and corruption, antitrust and anti-market manipulation, etc.
- Advise Front Office on appropriate measures in connection with sanctions compliance
- Provide guidance and advice on particular deals and transaction from a sanction point of view
- Identify and propose solutions to mitigate legal/compliance risks, not limited to AML, ABC and Sanctions matters
- Follow-up on changes in applicable laws/ regulations and international trade sanctions
- Create, maintain and update appropriate compliance procedures and registers
- Develop training materials and communications and conduct compliance trainings
Responsible for The GROUP overall compliance coverage
- Implement compliance policies and procedures for all Group companies and offices
- Review existing business processes and advise accordingly
- Provide compliance assistance to other departments, i.e. trading, shipping, operations, finance, HR, IT, etc.
Participate in various compliance tasks and projects
- Periodic Compliance Reviews/Audits of group companies and offices
- Recourse to external lawyers or business intelligence firms when deemed relevant by Head of Compliance
- Perform and support of compliance reviews and audits
- Set up annual Compliance Awareness Program within the Group
- Ensure that all necessary approvals have been obtained and applicable procedures followed according to compliance.
- Perform other tasks as delegated by Head of Compliance
REQUIREMENTS
Bachelor’s Degree from a recognised university
5-10 years of relevant experience in commodity trading sector
Hands-on experience in Know your Customer/ Due Diligence
Well versed in trade sanctions, bribery and corruption regulations and price cap rules
